CF13-010: Model Denial of Service Defense

AI Control Library / CF-13: Model & Adversarial Security

Designation: Core | Control types represented: Operational and Technical

Control requirement

Protect model availability against inputs, request patterns and workload amplification that exhaust compute, memory, queues or dependencies. Enforce bounded resource use and tested overload behavior.

Why this matters

A modest number of expensive requests can exhaust inference capacity. Long contexts, tool loops and repeated retries can amplify demand beyond what ordinary request-per-second limits capture.

How the control types work together

Operational controls define scope, authority and the actions required when conditions are not met. Technical controls produce evidence or enforce the relevant boundaries. Both must apply to the same deployment and operating conditions.

When it applies

Apply to synchronous, streaming and batch inference, including multimodal processing and agent workflows sharing the same model infrastructure.

Define the assessed boundary, dependencies and evidence limitations. Tailor depth and review frequency to potential impact, and document why a particular safeguard or exclusion is appropriate to the actual deployment.

Ownership

The service owner defines availability objectives; platform teams enforce resource controls; security handles malicious demand.

Implementation guidance

  1. Model cost drivers and dependency bottlenecks.
  2. Bound input size, output length, concurrency, execution time and retries.
  3. Allocate tenant budgets and prioritize essential workloads.
  4. Load-test expensive valid inputs, queue saturation and recovery.

How to verify it

Use representative records and authorized controlled tests. Identify the relevant version, operating conditions and expected result before testing, and retain enough evidence to support the conclusion.

Test Expected result
Expensive request flood Resource ceilings prevent uncontrolled exhaustion.
One tenant saturates quota Other tenants retain defined service.
Dependency overload Backpressure avoids retry amplification.

Record a finding when required results cannot be demonstrated or practice differs materially from the approved conditions. Missing evidence limits the conclusion; it should not be treated as a successful test.

Evidence to retain

  • Capacity model
  • Quota configuration
  • Stress-test results
  • Recovery records

Protect evidence according to its sensitivity, access needs and retention rules. Avoid unnecessary copies of personal information, secrets or confidential material, while preserving the records needed for authorized review.

If the control fails

Apply overload protection, stop amplifying workflows and restore service in priority order while preserving abuse evidence.

Example in practice

Hypothetical example: A service limits concurrent long-context jobs per tenant. A burst of large documents enters a bounded queue instead of consuming every inference worker.

Related controls

Framework mappings

  • NIST AI RMF (MEASURE 2.5)
  • MITRE ATLAS
  • OWASP LLM Top 10

Review and maintenance

Review at the interval approved by the control owner and after relevant changes, incidents or failed assessments. Update affected procedures and configuration, address evidence gaps and verify corrective action before closing findings.

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